SEC Form 4 · accession 0001141391-17-000129

Mastercard Inc · MA

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chief Financial Officer

Period of report

Aug 2, 2017

Accepted (ET)

Aug 3, 2017 · 4:56 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001141391

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Class A Common Stock^F1	Aug 2, 2017	M	60,640	$42.04	A	170,570	D
Class A Common Stock^F1,F2	Aug 2, 2017	S	76,167	$129.6715	D	94,403	D
Class A Common Stock^F1,F3	Aug 2, 2017	S	14,940	$130.4151	D	79,463	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (right to buy)^F1,F4	$42.04	Aug 2, 2017	M	60,640	D	—	Mar 1, 2022	Class A Common Stock	60,640	0	D

F1The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person on May 9, 2017.
F2The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $129.25 to $130.24. The reporting person hereby undertakes to provide to the SEC staff, Mastercard Incorporated, or a security holder of Mastercard Incorporated, upon request, full information regarding the number of shares sold at each separate price within this range.
F3The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $130.25 to $130.59. The reporting person hereby undertakes to provide to the SEC staff, Mastercard Incorporated, or a security holder of Mastercard Incorporated, upon request, full information regarding the number of shares sold at each separate price within this range.
F4The employee stock options vested in four equal annual installments beginning March 1, 2013.