SEC Form 4 · accession 0001141391-17-000045

Mastercard Inc · MA

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — President, Gl Prod & Solutions

Period of report

Apr 24, 2017

Accepted (ET)

Apr 25, 2017 · 2:37 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001141391

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Class A Common Stock^F1	Apr 24, 2017	M	34,140	$42.043	A	78,819	D
Class A Common Stock^F1	Apr 24, 2017	M	42,200	$51.83	A	121,019	D
Class A Common Stock^F1,F2	Apr 24, 2017	S	83,959	$115.4347	D	37,060	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (right to buy)^F1,F3	$42.043	Apr 24, 2017	M	34,140	D	—	Mar 1, 2022	Class A Common Stock	34,140	0	D
Employee Stock Option (right to buy)^F1,F4	$51.83	Apr 24, 2017	M	42,200	D	—	Mar 1, 2023	Class A Common Stock	42,200	51,040	D

F1The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person on February 22, 2017.
F2The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $115.05 to $115.80. The reporting person hereby undertakes to provide to the SEC staff, Mastercard Incorporated, or a security holder of Mastercard Incorporated, upon request, full information regarding the number of shares sold at each separate price within this range.
F3The Reporting Person was awarded 60,640 employee stock options on March 1, 2012, which vested in four equal annual installments beginning on March 1, 2013.
F4The Reporting Person was awarded 93,240 employee stock options on March 1, 2013, which vested in four equal annual installments beginning March 1, 2014.