SEC Form 4 · accession 0001141391-17-000004
Mastercard Inc · MA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ann Cairns
Officer — President, Intl Markets
Period of report
Jan 24, 2017
Accepted (ET)
Jan 26, 2017 · 4:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001141391
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Jan 24, 2017 | M | 58,420 | $51.83 | A | 90,511 | D | |
| Class A Common StockF1 | Jan 24, 2017 | S | 58,420 | $110.00 | D | 32,091 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1,F2 | $51.83 | Jan 24, 2017 | M | 58,420 | D | — | Mar 1, 2023 | Class A Common Stock | 58,420 | 21,790 | D |
Explanation of responses
- F1The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person on November 11, 2016.
- F2The reporting person was awarded 87,160 employee stock options on March 1, 2013, of which 65,370 have vested. The remaining 21,790 employee stock options will vest on March 1, 2017.