SEC Form 4 · accession 0001141391-16-000214
Mastercard Inc · MA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Martina Hundmejean
Officer — Chief Financial Officer
Period of report
Aug 8, 2016
Accepted (ET)
Aug 10, 2016 · 4:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001141391
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Aug 8, 2016 | M | 70,200 | $24.036 | A | 214,968 | D | |
| Class A Common StockF1,F2 | Aug 8, 2016 | S | 94,345 | $96.8223 | D | 120,623 | D | |
| Class A Common Stock | Aug 9, 2016 | G | 2,700 | $0.00 | D | 117,923 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1,F3 | $24.04 | Aug 8, 2016 | M | 70,200 | D | — | Mar 1, 2021 | Class A Common Stock | 70,200 | 0 | D |
Explanation of responses
- F1The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 and previously referenced in a MasterCard Incorporated Form 8-K filed on February 17, 2016. The pre-planned trading plan was adopted by the reporting person on February 17, 2016.
- F2Represents the weighted average sales price for price increments ranging from $96.64 to $97.09.
- F3The employee stock options vested in four equal annual installments beginning March 1, 2012.