SEC Form 4 · accession 0001141391-15-000049
Mastercard Inc · MA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gary J Flood
Officer — President, Gl Prod & Solutions
Period of report
Aug 19, 2015
Accepted (ET)
Aug 21, 2015 · 10:32 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001141391
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Aug 19, 2015 | M | 14,000 | $24.036 | A | 63,490 | D | |
| Class A Common StockF1 | Aug 19, 2015 | S | 19,400 | $96.7555 | D | 44,090 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $24.036 | Aug 19, 2015 | M | 14,000 | D | — | Mar 1, 2021 | Class A Common Stock | 14,000 | 42,880 | D |
Explanation of responses
- F1Represents the weighted average sales price for price increments ranging from $96.71 to $96.81.
- F2The Reporting Person was awarded 75,840 employee stock options on March 1, 2011, which vested in four equal annual installments beginning on March 1, 2012.