SEC Form 4 · accession 0001140361-18-023389
LIQUIDMETAL TECHNOLOGIES INC · LQMT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bryce Van
Officer — Vice President of Finance
Period of report
May 10, 2018
Accepted (ET)
May 14, 2018 · 5:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001141240
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $0.24 | May 10, 2018 | A | 1,130,000 | A | — | May 10, 2028 | Common Stock | 1,130,000 | 1,130,000 | D |
Explanation of responses
- F1The shares underlying this grant vest 33.33% on the first anniversary of the May 10, 2018 grant date, and on a ratable monthly basis following such date for the remaining two years thereof.