SEC Form 4 · accession 0001140361-16-084665
LIQUIDMETAL TECHNOLOGIES INC · LQMT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Liquidmetal Technology Ltd
10% Owner
Period of report
Oct 26, 2016
Accepted (ET)
Nov 3, 2016 · 12:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001141240
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 par value per share | Oct 26, 2016 | A | 100,000,000 | $0.25 | A | 205,000,000 | D | |
| Common Stock, $0.001 par value per share | Oct 26, 2016 | A | 200,000,000 | $0.15 | A | 405,000,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Purchase Warrant | $0.07 | holding | — | — | — | Mar 10, 2016 | Mar 10, 2026 | Common Stock, Par Value $0.001 | 10,066,809 | 10,066,809 | D |