SEC Form 4/A · accession 0001654954-19-002569
PEDEVCO CORP · PED
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Ivar Siem
Director
Period of report
Mar 1, 2019
Accepted (ET)
Mar 11, 2019 · 9:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001141197
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stockF2 | holding | — | — | — | 180,000 | I | American Resources Offshore Inc. |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Convertible Promissory NoteF3,F1 | $2.13 | Mar 1, 2019 | S | — | D | Aug 29, 2018 | Aug 1, 2021 | Common stock | 246,688 | 0 | I |
Explanation of responses
- F1The terms of the Convertible Promissory Note are described in greater detail in the Form 8-K filed by the Issuer with the SEC on August 1, 2018. The Convertible Promissory Note and interest thereon (which is convertible into common stock pursuant to its terms) were sold in a private transaction.
- F2The reporting person disclaims beneficial ownership of the reported securities held by American Resources Offshore Inc., except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.
- F3The reporting person disclaims beneficial ownership of the reported securities held by Norexas Oil and Gas, LLC, except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.
Remarks
The original Form 4 has been corrected to clarify that the reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.