SEC Form 4 · accession 0001654954-19-002286

PEDEVCO CORP · PED

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chief Executive Officer · Director · 10% Owner

Period of report

Mar 1, 2019

Accepted (ET)

Mar 5, 2019 · 12:38 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001141197

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Mar 1, 2019	M	11,594,322	$2.13	A	33,030,718	I	Through SK Energy LLC
Common Stock	Mar 1, 2019	M	3,737,945	$2.13	A	36,768,663	I	Through SK Energy LLC
Common Stock	holding	—	—		—	525,000	D
Common Stock	holding	—	—		—	3,000	I	By spouse

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Convertible Promissory Notes^F5,F3,F6,F4	$2.13	Mar 1, 2019	P	—	A	Aug 29, 2018	Aug 1, 2021	Common Stock	740,063	—	I
Convertible Promissory Note^F1,F6,F7	$2.13	Mar 1, 2019	M	—	D	Aug 29, 2018	Aug 1, 2021	Common Stock	11,594,322	—	I
Promissory Note^F8,F10,F9	$2.13	Mar 1, 2019	J	—	A	Mar 1, 2019	Jun 25, 2021	Common stock	3,737,945	—	I
Promissory Note^F2,F8,F9	$2.13	Mar 1, 2019	M	—	D	Mar 1, 2019	Jun 25, 2021	Common stock	3,737,945	—	I

F1The Convertible Promissory Notes (described in footnote 6) were converted into common stock of the Issuer at the option of the holder, pursuant to their terms.
F10Plus accrued interest on the Promissory Note of $261,824.
F2The Promissory Note (described in footnote 8) was converted into common stock of the Issuer at the option of the holder, pursuant to its terms.
F3Not including interest on the Convertible Promissory Notes.
F4Includes interest on the Convertible Promissory Notes which is also convertible into common stock of the Issuer at the option of the holder, pursuant to the terms of the Convertible Promissory Notes.
F5Plus accrued interest on the Convertible Promissory Notes of $76,334.
F6Plus accrued interest on the Convertible Promissory Notes of $1,195,905.
F7Includes shares of common stock issuable upon conversion of interest on the Convertible Promissory Notes, which is convertible into common stock at a conversion price of $2.13 per share pursuant to the terms of such Convertible Promissory Notes.
F8The Promissory Note was amended on March 1, 2019 to provide the holder the right to convert such note (principal and interest) into common stock of the Issuer at a conversion price of $2.13 per share.
F9Includes shares of common stock issuable upon conversion of interest on the Promissory Note, which is convertible into common stock at a conversion price of $2.13 per share pursuant to the terms of such Convertible Promissory Note.