SEC Form 4 · accession 0001654954-19-001710

PEDEVCO CORP · PED

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chief Executive Officer · Director · 10% Owner

Period of report

Feb 15, 2019

Accepted (ET)

Feb 19, 2019 · 9:15 am EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001141197

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Feb 15, 2019	M	10,083,819	$1.50	A	17,421,437	I	Through SK Energy LLC
Common Stock	Feb 15, 2019	M	4,014,959	$1.79	A	21,436,396	I	Through SK Energy LLC
Common Stock	holding	—	—		—	525,000	D
Common Stock	holding	—	—		—	3,000	I	By spouse

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Convertible Promissory Note^F4,F3	$1.50	Feb 15, 2019	M	—	D	Jan 11, 2019	Jan 11, 2022	Common Stock	10,083,819	0	I
Convertible Promissory Note^F5,F3	$1.79	Feb 15, 2019	M	—	D	Oct 25, 2018	Oct 25, 2021	Common stock	4,014,959	0	I

F1The Convertible Promissory Note (described in footnote 4) was Converted into common stock of the Issuer at the option of the holder, pursuant to its terms.
F2The Convertible Promissory Note (described in footnote 5) was Converted into common stock of the Issuer at the option of the holder, pursuant to its terms.
F3Includes the conversion of accrued interest through the date of conversion.
F4The Convertible Promissory Note was originally acquired directly from the Issuer on January 11, 2019, for $15,000,000.
F5The Convertible Promissory Note was originally acquired directly from the Issuer on October 25, 2018, for $7,000,000.