SEC Form 4 · accession 0001654954-18-007543
PEDEVCO CORP · PED
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frank C Ingriselli
Officer — CEO & President · Director
Period of report
Jul 11, 2018
Accepted (ET)
Jul 11, 2018 · 5:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001141197
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jul 11, 2018 | A | 60,000 | $1.48 | A | 374,460 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Stock Option (Right to Buy) | $3.70 | holding | — | — | — | Jan 17, 2017 | Apr 30, 2021 | Common Stock | 37,000 | 37,000 | D |
| Non Qualified Stock Option (Right to Buy) | $5.10 | holding | — | — | — | Dec 18, 2012 | Apr 30, 2021 | Common Stock | 34,827 | 34,827 | D |
| Incentive Stock Option | $5.10 | holding | — | — | — | Dec 18, 2012 | Apr 30, 2021 | Common Stock | 4,254 | 4,254 | D |
Explanation of responses
- F1Common stock of Issuer granted to Reporting Person pursuant to Issuer's 2012 Equity Incentive Plan and subject to forfeiture as follows: (i) 100% of the shares are vested on January 11, 2019, subject to the Recipient being an employee of, or consultant to the Company on such vesting date, and subject to the terms and conditions of a Restricted Stock Agreement.
- F2Reporting Person's holdings include:13,371 held by spouse; 36,893 held directly; 80,000, 14,546, 80,000 and 60,000 pursuant to restricted stock grants and 89,650 vested shares held by Global Venture Investments, Inc., an entity 100% owned and controlled by Reporting Person.