SEC Form 4 · accession 0001654954-18-007542

PEDEVCO CORP · PED

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Executive VP

Period of report

Jul 11, 2018

Accepted (ET)

Jul 11, 2018 · 5:36 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001141197

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1,F2	Jul 11, 2018	A	50,000	$1.48	A	285,076	D
Common Stock^F3	holding	—	—		—	5,734	I	By Minor Children

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Incentive Stock Option (Right to Buy)	$2.20	holding	—	—	—	Jul 22, 2017	Jul 1, 2021	Common Stock	28,000	28,000	D
Incentive Stock Option (Right to Buy)	$3.70	holding	—	—	—	Jul 1, 2015	Jul 1, 2020	Common Stock	27,000	27,000	D
Incentive Stock Option (Right to Buy)	$5.10	holding	—	—	—	Dec 18, 2012	Jun 18, 2022	Common Stock	4,447	4,447	D
Non-Qualified Stock Option (Right to Buy)	$5.10	holding	—	—	—	Dec 18, 2012	Jun 18, 2022	Common Stock	18,887	18,887	D

F1Common stock of Issuer granted to Reporting Person pursuant to Issuer's 2012 Equity Incentive Plan and subject to forfeiture as follows: (i) 100% of the shares vest on January 11, 2019 subject to the Recipient being an employee of, or consultant to, the Company on such vesting date, and subject to the terms and conditions of a Restricted Stock Agreement.
F2Reporting Person's holdings include: 3,334 shares, 9,352 shares, 26,250, 195,000 and 50,000 all issued pursuant to restricted stock grants with 1,140 remaining of Founders Stock.
F3Represents 2,867 shares of the Issuer's common stock owned by each of Reporting Person's two minor children.