SEC Form 4 · accession 0001654954-18-007177

PEDEVCO CORP · PED

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Executive VP

Period of report

Jun 28, 2018

Accepted (ET)

Jun 29, 2018 · 4:16 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001141197

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1,F2	Jun 28, 2018	S	75,500	$2.853	D	235,076	D
Common Stock^F3	holding	—	—		—	5,734	I	By Minor Children

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Incentive Stock Option (Right to Buy)	$2.20	holding	—	—	—	Jul 22, 2017	Jul 1, 2021	Common Stock	28,000	28,000	D
Incentive Stock Option (Right to Buy)	$3.70	holding	—	—	—	Jul 1, 2015	Jul 1, 2020	Common Stock	27,000	27,000	D
Incentive Stock Option (Right to Buy)	$5.10	holding	—	—	—	Dec 18, 2012	Jun 18, 2022	Common Stock	4,447	4,447	D
Non-Qualified Stock Option (Right to Buy)	$5.10	holding	—	—	—	Dec 18, 2012	Jun 18, 2022	Common Stock	18,887	18,887	D

F1Shares were sold pursuant to a 10b5-1 trading plan previously adopted by Reporting Person to satisfy Reporting Person's tax liability in connection with the June 28, 2018 vesting of certain shares of restricted stock which were granted under the Company's 2012 Equity Incentive Plan, which grants were exempt from Section 16(b) pursuant to Rule 16b-13(d).
F2Reporting Person's holdings include: 3,334 shares, 9,352 shares, 26,250 and 195,000 all issued pursuant to restricted stock grants with 1,140 remaining of Founders Stock.
F3Represents 2,867 shares of the Issuer's common stock owned by each of Reporting Person's two minor children.