SEC Form 4 · accession 0001654954-17-011949
PEDEVCO CORP · PED
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Z Steinberg
Director
Period of report
Dec 28, 2017
Accepted (ET)
Dec 29, 2017 · 4:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001141197
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 28, 2017 | J | 21,429 | $0.28 | D | 54,546 | D | |
| Common StockF1 | Dec 28, 2017 | J | 54,546 | $0.11 | D | 0 | D | |
| Common StockF2 | Dec 28, 2017 | A | 150,000 | $0.3088 | A | 150,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reporting Person cancelled and rescinded the restricted stock grant from the Company.
- F2Common stock of Issuer granted to Reporting Person pursuant to Issuer's 2012 Equity Incentive Plan and Issuer's Board of Directors Compensation Plan as Reporting Person's annual equity compensation grant. 100% of the shares will become vested and nonforfeitable on July 15, 2018 (Reporting Person's anniversary date as a non-employee Director of Issuer), for so long as Reporting Person remains a Director, an employee of, or consultant to Issuer and subject to the terms and conditions of a Restricted Shares Grant Agreement.