SEC Form 4 · accession 0001354488-15-004604
PEDEVCO CORP · PED
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Elizabeth P Smith
Director
Period of report
Oct 7, 2015
Accepted (ET)
Oct 9, 2015 · 5:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001141197
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Oct 7, 2015 | A | 214,286 | $0.28 | A | 391,062 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Common stock of Issuer granted to Reporting Person pursuant to Issuer's 2012 Equity Incentive Plan and Issuer's Board of Director's Compensation Plan as Reporting Persons' annual equity compensation grant. 100% of the shares will become vested and nonforfeitable on September 10, 2016 (Reporting Persons' anniversary date as a Director of Issuer), for so long as Reporting Person remains a Director, an employee of, or a consultant to Issuer, and subject to the terms and conditions of a Restricted Shares Grant Agreement.
- F2Reporting Persons' holdings include 13,334 shares, 96,775 shares and 214,286 shares issued pursuant to restricted stock grants and 66,667 issued pursuant to Series A Financing.