SEC Form 4 · accession 0001354488-15-001688

PEDEVCO CORP · PED

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — CEO and Chairman · Director

Period of report

Apr 9, 2015

Accepted (ET)

Apr 10, 2015 · 4:21 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001141197

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1,F2	Apr 9, 2015	P	20,000	$0.53	A	2,158,441	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Incentive Stock Option (Right to Buy)	$0.37	holding	—	—	—	Jan 7, 2015	Jan 7, 2020	Common Stock	370,000	370,000	D
Common Stock Warrant (Right to Buy)^F3	$2.34	holding	—	—	—	Dec 16, 2013	Dec 16, 2017	Common Stock	38,096	38,096	I
Common Stock Warrant (Right to Buy)^F3	$5.25	holding	—	—	—	Mar 22, 2013	Mar 22, 2017	Common Stock	19,048	19,048	I
Non-Qualified Stock Option (Right to Buy)	$0.51	holding	—	—	—	Dec 18, 2012	Jun 18, 2022	Common Stock	348,267	348,267	D
Incentive Stock Option (Right to Buy)	$0.51	holding	—	—	—	Dec 18, 2012	Jun 18, 2022	Common Stock	42,533	42,533	D

F1Reporting Person acquired shares in a private transaction and short-swing profits will be disgorged to the Issuer to the extent required.
F2Reporting Person's holdings include 166,667 shares, 313,750 shares, 432,000 shares and 370,000 shares issued pursuant to restricted stock grants; 40,123 shares issued pursuant to an option exercise; 568,334 and 1,890 transferred from Global Venture Investments, LLC; 27,677 Founders shares; 210,000 acquired in private transactions and 28,000 acquired in open market purchases.
F3Global Venture Investments, LLC is an entity 100% owned and controlled by Reporting Person.