SEC Form 4/A · accession 0001415889-16-004275
ARRIS GROUP INC · ARRS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Bruce William McClelland
Officer — PRES, NETWORK AND CLOUD GROUP
Period of report
Dec 24, 2015
Accepted (ET)
Jan 6, 2016 · 6:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001141107
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Restricted stock (T) 120328F1,F2,F3 | Dec 24, 2015 | F | 4,079 | $29.41 | D | 4,427 | D | |
| Restricted stock (T) 120328F1,F4,F3 | Dec 24, 2015 | M | 4,427 | $0.00 | D | 0 | D | |
| Common stockF5 | holding | — | — | — | 167,572 | D | ||
| Restricted stock (T) 130329F1 | holding | — | — | — | 5,678 | D | ||
| Restricted stock (T) 130712F1 | holding | — | — | — | 16,820 | D | ||
| Restricted stock (T) 140327F1 | holding | — | — | — | 10,877 | D | ||
| Restricted stock (T) 150330F1 | holding | — | — | — | 15,476 | D | ||
| Restricted stock (P) 140327F6 | holding | — | — | — | 43,510 | D | ||
| Restricted stock (P) 150330F6 | holding | — | — | — | 41,270 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents a restricted stock grant which vests in four equal annual installments beginning one year from the grant date.
- F2Represents shares withheld to cover payroll tax liability on vesting of previously granted restricted shares.
- F3The amount of securities beneficially owned following reported transaction are amended in order to correct the amount reported on the original filing.
- F4Represents the vested portion of award grant converting to common stock.
- F5The total number of securities beneficially owned following the transactions filed on December 29, 2015 were correctly calculated and reported and is the same as the total number reported here. This total number of securities includes the amended transaction total.
- F6Represents a restricted stock grant that is performance-based and can vest between 0 and 200% of the grant amount based on the Company's shareholder return as compared to the NASDAQ Composite shareholder return over a three-year measurement period. Amount shown reflects maximum vesting of the award at the 200% level.