SEC Form 4/A · accession 0001415889-16-004273
ARRIS GROUP INC · ARRS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Ronald Coppock
Officer — PRESIDENT, SALES AND MARKETING
Period of report
Dec 10, 2015
Accepted (ET)
Jan 6, 2016 · 5:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001141107
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 10, 2015 | G | 300 | $0.00 | D | 37,863 | D | |
| Common StockF2 | holding | — | — | — | 78,750 | D | ||
| Restricted stock (T) 140327F3 | holding | — | — | — | 9,970 | D | ||
| Restricted stock (T) 150330F3 | holding | — | — | — | 14,186 | D | ||
| Restricted Stock (T) 130329F3 | holding | — | — | — | 5,678 | D | ||
| Restricted stock (T) 130712F3 | holding | — | — | — | 9,341 | D | ||
| Restricted stock (P) 140327F4 | holding | — | — | — | 39,880 | D | ||
| Restricted stock (P) 150330F4 | holding | — | — | — | 37,830 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The date of transaction is amended in order to correct the date of transaction reported on the original filing, thereby corresponding with the date of earliest transaction reported in Box 3.
- F2The total number of securities beneficially owned following the transactions filed on December 29, 2015 were correctly calculated and reported and is the same as the total number reported here. This total number of securities includes all transactions reported on December 29, 2015.
- F3Represents a restricted stock grant which vests in four equal annual installments beginning one year from the grant date.
- F4Represents a restricted stock grant that is performance-based and can vest between 0 and 200% of the grant amount based on the Company's shareholder return as compared to the NASDAQ Composite shareholder return over a three-year measurement period. Amount shown reflects maximum vesting of the award at the 200% level.