SEC Form 4 · accession 0001209191-15-030526

ARRIS GROUP INC · ARRS

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Lawrence A Margolis

Officer — EVP, Law, Admin & Secretary

Period of report

Mar 27, 2015

Accepted (ET)

Mar 31, 2015 · 7:55 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001141107

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common stock^F1	Mar 27, 2015	C	3,067	$0.00	A	431,663	D
Restricted stock^F2,F1	Mar 27, 2015	C	3,067	$0.00	D	17,677	D
Restricted stock^F2,F3	Mar 27, 2015	F	2,826	$28.33	D	20,744	D
Common stock^F1	Mar 28, 2015	C	4,428	$0.00	A	436,091	D
Restricted stock^F4,F1	Mar 28, 2015	C	4,428	$0.00	D	8,506	D
Restricted stock^F4,F3	Mar 28, 2015	F	4,080	$28.33	D	12,934	D
Common stock^F1	Mar 29, 2015	C	2,955	$0.00	A	439,046	D
Restricted stock^F5,F1	Mar 29, 2015	C	2,955	$0.00	D	11,357	D
Restricted stock^F5,F3	Mar 29, 2015	F	2,724	$28.33	D	14,312	D
Restricted stock^F6	Mar 30, 2015	A	18,915	$0.00	A	18,915	D
Restricted stock^F7	Mar 30, 2015	A	37,830	$0.00	A	37,830	D
Restricted stock^F8	holding	—	—		—	7,041	D
Restricted stock^F9	holding	—	—		—	45,430	D
Restricted stock^F10	holding	—	—		—	33,048	D
Restricted stock^F11	holding	—	—		—	6,450	D
Restricted stock^F12	holding	—	—		—	47,140	D

Table II — derivative securities

No Table II lines on this filing.

Explanation of responses

F1Represents the vested portion of a restricted stock grant converting to common stock.
F10Represents a restricted stock grant which vests annually in fourths beginning on July 12, 2014 (the "vesting date") and on each successive anniversary of the vesting date.
F11Represents a restricted stock grant which is performance-based. 0 to 6,450 of the grant are subject to the Company's shareholder return as compared to the NASDAQ Composite shareholder return over the three year period ended 12/31/2015 and will vest 1/31/2016.
F12Represents a restricted stock grant which is performance-based. 0 to 47,140 of the grant are subject to the Company's shareholder return as compared to the NASDAQ Composite shareholder return over the three year period ended 12/31/2016 and will vest 1/31/2017.
F2Represents a restricted stock grant which vests annually in fourths beginning on March 27, 2015 (the "vesting date") and on each successive anniversary of the vesting date.
F3Represents shares withheld to cover payroll tax liability on partial vesting of previously granted restricted shares
F4Represents a restricted stock grant which vests annually in fourths beginning on March 28, 2013(the "vesting date") and on each successive anniversary of the vesting date.
F5Represents a restricted stock grant which vests annually in fourths beginning on March 29, 2014 (the "vesting date") and on each successive anniversary of the vesting date.
F6Represents a restricted stock grant which vests annually in fourths beginning on March 30, 2016 (the "vesting date")and on each successive anniversary of the vesting date.
F7Represents a restricted stock grant which is performance-based. 0 to 37,830 of the grant are subject to the Company's shareholder return as compared to the NASDAQ Composite shareholder return over the three year period ended 12/31/2017 and will vest 1/31/2018.
F8Represents a restricted stock grant which vests annually in fourths beginning on March 31, 2012(the "vesting date") and on each successive anniversary of the vesting date.
F9Represents a restricted stock grant which is performance-based. 0 to 45,430 of the grant are subject to the Company's shareholder return as compared to the NASDAQ Composite shareholder return over the three year period ended 12/31/2015 and will vest 1/31/2016.