SEC Form 5 · accession 0001209191-15-009017
ARRIS GROUP INC · ARRS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lawrence Robinson
Officer — President, CPE Group
Period of report
Dec 31, 2014
Accepted (ET)
Feb 3, 2015 · 5:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001141107
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stockF1 | Jul 12, 2014 | J | 918 | $0.00 | A | 4,376 | D | |
| Restricted stockF2 | holding | — | — | — | 18,870 | D | ||
| Restricted stockF3 | holding | — | — | — | 50,320 | D | ||
| Restricted stockF4 | holding | — | — | — | 29,680 | D | ||
| Restricted stockF5 | holding | — | — | — | 21,755 | D | ||
| Restricted stockF6 | holding | — | — | — | 43,510 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Adjusted to correct previously reported shares withheld for the payment of taxes by additional 918 shares.
- F2Represents a restricted stock grant which vests annually in fourths beginning on July 12, 2014 (the "vesting date") and on each successive anniversary of the vesting dates.
- F3Represents a restricted stock grant which is performance-based. 0 to 50,320 of the grant are subject to the Company's shareholder return as compared to the NASDAQ Composite shareholder return over the three year period ended 12/31/2015 and will vest 1/31/2016.
- F4Represents a restricted stock grant in which 100% will vest on the second year anniversary of the grant, ie 07/12/2015.
- F5Represents a restricted stock grant which vests annually in fourths beginning on March 27, 2015 (the "vesting date") and on each successive anniversary of the vesting dates.
- F6Represents a restricted stock grant which is performance-based. 0 to 43,510 of the grant are subject to the Company's shareholder return as compared to the NASDAQ Composite shareholder return over the three year period ended 12/31/2016 and will vest 1/31/2017.