SEC Form 4 · accession 0001209191-15-009001
ARRIS GROUP INC · ARRS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lawrence A Margolis
Officer — EVP, Law, Admin & Secretary
Period of report
Jan 15, 2015
Accepted (ET)
Feb 3, 2015 · 5:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001141107
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stockF1,F2 | Jan 31, 2015 | C | 40,867 | $0.00 | A | 428,596 | D | |
| Restricted stockF2 | Jan 31, 2015 | C | 40,867 | $0.00 | D | 27,193 | D | |
| Restricted stockF3 | Jan 31, 2015 | F | 27,193 | $26.22 | D | 0 | D | |
| Restricted stockF4 | holding | — | — | — | 7,041 | D | ||
| Restricted stockF5 | holding | — | — | — | 17,014 | D | ||
| Restricted stockF6 | holding | — | — | — | 17,036 | D | ||
| Restricted stockF7 | holding | — | — | — | 45,430 | D | ||
| Restricted stockF8 | holding | — | — | — | 33,048 | D | ||
| Restricted stockF9 | holding | — | — | — | 6,450 | D | ||
| Restricted stockF10 | holding | — | — | — | 23,570 | D | ||
| Restricted stockF11 | holding | — | — | — | 47,140 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the vested portion of a restricted stock grant converting to common stock.
- F10Represents a restricted stock grant which vests annually in fourths beginning on March 27, 2015 (the "vesting date") and on each successive anniversary of the vesting dates.
- F11Represents a restricted stock grant which is performance-based. 0 to 47,140 of the grant are subject to the Company's shareholder return as compared to the NASDAQ Composite shareholder return over the three year period ended 12/31/2016 and will vest 1/31/2017.
- F2Represents a restricted performance stock grant vesting based on Company's share performance under Performance Criteria for the three year period ended 12/31/2014.
- F3Represents shares withheld to cover payroll tax liability on partial vesting of previously granted restricted shares
- F4Represents a restricted stock grant which vests annually in fourths beginning on March 31, 2012(the "vesting date") and on each successive anniversary of the vesting dates.
- F5Represents a restricted stock grant which vests annually in fourths beginning on March 28, 2013(the "vesting date") and on each successive anniversary of the vesting dates.
- F6Represents a restricted stock grant which vests annually in fourths beginning on March 29, 2014 (the "vesting date") and on each successive anniversary of the vesting dates.
- F7Represents a restricted stock grant which is performance-based. 0 to 45,430 of the grant are subject to the Company's shareholder return as compared to the NASDAQ Composite shareholder return over the three year period ended 12/31/2015 and will vest 1/31/2016.
- F8Represents a restricted stock grant which vests annually in fourths beginning on July 12, 2014 (the "vesting date") and on each successive anniversary of the vesting dates.
- F9Represents a restricted stock grant which is performance-based. 0 to 6,450 of the grant are subject to the Company's shareholder return as compared to the NASDAQ Composite shareholder return over the three year period ended 12/31/2015 and will vest 1/31/2016.