SEC Form 4 · accession 0001012975-16-001560
CROSS COUNTRY HEALTHCARE INC · CCRN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Vickie Anenberg
Officer — Pres., Cross Country Staffing
Period of report
Nov 9, 2016
Accepted (ET)
Nov 14, 2016 · 9:16 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001141103
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 9, 2016 | M | 18,000 | $7.44 | A | 174,559 | D | |
| Common Stock | Nov 9, 2016 | D | 10,278 | $13.03 | D | 164,281 | D | |
| Common Stock | Nov 9, 2016 | M | 30,000 | $4.35 | A | 194,281 | D | |
| Common Stock | Nov 9, 2016 | D | 10,016 | $13.03 | D | 184,265 | D | |
| Common Stock | Nov 9, 2016 | M | 18,750 | $5.21 | A | 203,015 | D | |
| Common Stock | Nov 9, 2016 | D | 7,498 | $13.03 | D | 195,517 | D | |
| Common Stock | holding | — | — | — | 4,120 | I | By children |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF1 | $7.44 | Nov 9, 2016 | M | 18,000 | D | — | Jun 1, 2018 | Common Stock | 18,000 | 0 | D |
| Stock Appreciation RightF2 | $4.35 | Nov 9, 2016 | M | 30,000 | D | — | Jun 1, 2019 | Common Stock | 30,000 | 0 | D |
| Stock Appreciation RightF3 | $5.21 | Nov 9, 2016 | M | 18,750 | D | — | Jun 1, 2020 | Common Stock | 18,750 | 6,250 | D |
Explanation of responses
- F1The Stock Appreciation Rights vested in four equal installments and became fully exercisable on June 1, 2015.
- F2The Stock Appreciation Rights vested in four equal installments and became fully exercisable on June 1, 2016.
- F3The Stock Appreciation Rights vest in four equal installments and become fully exercisable on June 1, 2017.