SEC Form 4 · accession 0001012975-16-001378
CROSS COUNTRY HEALTHCARE INC · CCRN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Susan E Ball
Officer — General Counsel & Secretary
Period of report
Aug 8, 2016
Accepted (ET)
Aug 9, 2016 · 3:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001141103
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 8, 2016 | M | 11,250 | $5.21 | A | 137,359 | D | |
| Common Stock | Aug 8, 2016 | D | 4,813 | $12.18 | D | 132,546 | D | |
| Common Stock | Aug 8, 2016 | M | 12,500 | $4.35 | A | 145,046 | D | |
| Common Stock | Aug 8, 2016 | D | 4,465 | $12.18 | D | 140,581 | D | |
| Common Stock | Aug 8, 2016 | M | 3,750 | $7.44 | A | 144,331 | D | |
| Common Stock | Aug 8, 2016 | D | 2,291 | $12.18 | D | 142,040 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF1 | $5.21 | Aug 8, 2016 | M | 11,250 | D | — | Jun 1, 2020 | Common Stock | 11,250 | 5,625 | D |
| Stock Appreciation RightsF2 | $4.35 | Aug 8, 2016 | M | 12,500 | D | — | Jun 1, 2019 | Common Stock | 12,500 | 0 | D |
| Stock Appreciation RightsF3 | $7.44 | Aug 8, 2016 | M | 3,750 | D | — | Jun 1, 2018 | Common Stock | 3,750 | 0 | D |
Explanation of responses
- F1The stock appreciation rights vest in four equal installments on June 1, 2014, June 1, 2015, June 1, 2016 and June 1, 2017.
- F2The stock appreciation rights vest in four equal installments on June 1, 2013, June 1, 2014, June 1, 2015 and June 1, 2016.
- F3The stock appreciation rights vest in four equal installments on June 1, 2012, June 1, 2013, June 1, 2014 and June 1, 2015.