SEC Form 4 · accession 0001012975-15-000420
CROSS COUNTRY HEALTHCARE INC · CCRN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Susan E Ball
Officer — General Counsel & Secretary
Period of report
May 15, 2015
Accepted (ET)
May 18, 2015 · 5:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001141103
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 15, 2015 | M | 15,000 | $8.09 | A | 131,318 | D | |
| Common Stock | May 15, 2015 | D | 11,331 | $10.71 | D | 119,987 | D | |
| Common Stock | May 15, 2015 | M | 30,000 | $8.56 | A | 149,987 | D | |
| Common Stock | May 15, 2015 | D | 23,978 | $10.71 | D | 126,009 | D | |
| Common Stock | May 15, 2015 | M | 5,625 | $5.21 | A | 131,634 | D | |
| Common Stock | May 15, 2015 | D | 2,737 | $10.71 | D | 128,897 | D | |
| Common Stock | May 15, 2015 | M | 12,500 | $4.35 | A | 141,397 | D | |
| Common Stock | May 15, 2015 | D | 5,078 | $10.71 | D | 136,319 | D | |
| Common Stock | May 15, 2015 | M | 11,250 | $7.44 | A | 147,569 | D | |
| Common Stock | May 15, 2015 | D | 7,816 | $10.71 | D | 139,753 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF1 | $8.09 | May 15, 2015 | M | 15,000 | D | — | Jun 1, 2017 | Common Stock | 15,000 | 0 | D |
| Stock Appreciation RightsF2 | $8.56 | May 15, 2015 | M | 30,000 | D | — | Jun 1, 2016 | Common Stock | 30,000 | 0 | D |
| Stock Appreciation RightsF3 | $5.21 | May 15, 2015 | M | 5,625 | D | — | Jun 1, 2020 | Common Stock | 5,625 | 16,875 | D |
| Stock Appreciation RightsF4 | $4.35 | May 15, 2015 | M | 12,500 | D | — | Jun 1, 2019 | Common Stock | 12,500 | 12,500 | D |
| Stock Appreciation RightsF5 | $7.44 | May 15, 2015 | M | 11,250 | D | — | Jun 1, 2018 | Common Stock | 11,250 | 3,750 | D |
Explanation of responses
- F1The Stock Appreciation Rights vested in four equal installments and became fully exercisable on June 1, 2014.
- F2The Stock Appreciation Rights vested in four equal installments and became fully exercisable on June 1, 2013.
- F3The Stock Appreciation Rights began vesting in four equal installments on June 1, 2013. 5,625 of the Stock Appreciation Rights were exercisable as of June 1, 2014.
- F4The Stock Appreciation Rights began vesting in four equal installments on June 1, 2013. 12,500 of the Stock Appreciation Rights were exercisable as of June 1, 2014.
- F5The Stock Appreciation Rights began vesting in four equal installments on June 1, 2012. 11,250 of the Stock Appreciation Rights were exercisable as of June 1, 2014.