SEC Form 4/A · accession 0001209191-15-080018
WILLIS TOWERS WATSON PLC · WTW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
David Shalders
Officer — Group Operations & Tech. Dir.
Period of report
Nov 9, 2015
Accepted (ET)
Nov 13, 2015 · 4:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001140536
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares, nominal value $0.000115 per shareF1 | Nov 9, 2015 | F | 998 | $44.14 | D | 5,109 | D | |
| Ordinary Shares, nominal value $0.000115 per shareF2,F3,F4 | Nov 9, 2015 | A | 5,107 | $0.00 | A | 10,216 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F3,F5 | $44.05 | Nov 9, 2015 | A | 39,964 | A | — | Nov 9, 2023 | Ordinary Shares, nominal value $0.000115 per share | 39,964 | 39,964 | D |
Explanation of responses
- F1Withholding of shares by Issuer incident to the tax payment related to the vesting and settlement of an aggregate of 2,122 restricted share units ("RSUs") granted on December 16, 2013 and December 16, 2014.
- F2Comprised of 5,107 RSUs, which represent the right to receive ordinary shares, par value $0.000115 per share, of the Issuer. The RSUs shall vest 33% on each of the first and second anniversaries of the grant date and 34% on the third anniversary of the grant date.
- F3This amendment was made solely to correct: in Tables I and II, the number of acquired securities and the number of securities beneficially owned following the reported transaction; and in Table II, the number of underlying securities.
- F4Includes an aggregate of 8,722 RSUs, which represent the right to receive ordinary shares, par value $0.000115 per share, of the Issuer, subject to the satisfaction of vesting requirements.
- F5The shares underlying the option will vest as to 33% on each of the first and second anniversaries of the grant date and as to 34% on the third anniversary of the grant date.