SEC Form 4 · accession 0001209191-15-079511
WILLIS TOWERS WATSON PLC · WTW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Greene
Officer — Chief Financial Officer
Period of report
Nov 9, 2015
Accepted (ET)
Nov 12, 2015 · 8:55 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001140536
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares, nominal value $0.000115 per shareF1 | Nov 9, 2015 | F | 804 | $44.14 | D | 13,532 | D | |
| Ordinary Shares, nominal value $0.000115 per shareF2,F3 | Nov 9, 2015 | A | 15,323 | $0.00 | A | 28,855 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F4 | $44.05 | Nov 9, 2015 | A | 39,964 | A | — | Nov 9, 2023 | Ordinary Shares, nominal value $0.000115 per share | 39,964 | 39,964 | D |
Explanation of responses
- F1Withholding of shares by Issuer incident to the tax payment related to the vesting and settlement of an aggregate of 1,710 restricted share units ("RSUs") granted on December 16, 2014.
- F2Comprised of 15,323 RSUs, which represent the right to receive ordinary shares, par value $0.000115 per share, of the Issuer. The RSUs shall vest 33% on each of the first and second anniversaries of the grant date and 34% on the third anniversary of the grant date.
- F3Includes an aggregate of 27,949 RSUs, which represent the right to receive ordinary shares, par value $0.000115 per share, of the Issuer, subject to the satisfaction of vesting requirements.
- F4The shares underlying the option will vest as to 33% on each of the first and second anniversaries of the grant date and as to 34% on the third anniversary of the grant date.