SEC Form 4 · accession 0001209191-15-042038
WILLIS TOWERS WATSON PLC · WTW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dominic Casserley
Officer — Chief Executive Officer · Director
Period of report
May 11, 2015
Accepted (ET)
May 13, 2015 · 9:43 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001140536
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares, nominal value $0.000115 per shareF1,F2 | May 11, 2015 | A | 27,603 | $0.00 | A | 130,681 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OptionF3 | $47.55 | May 11, 2015 | A | 199,165 | A | — | May 11, 2025 | ordinary shares, nominal value $0.000115 per share | 199,165 | 199,165 | D |
Explanation of responses
- F1Comprised of 27,603 restricted share units ("RSUs"), which represent the right to receive ordinary shares, par value $0.000115 per share, of the Issuer. The RSUs shall vest 33% on May 11, 2016 and May 11, 2017 and 34% on May 11, 2018.
- F2Includes an aggregate of 63,853 RSUs subject to the satisfaction of vesting requirements.
- F3The options to purchase ordinary shares, par value $0.000115 per share, of the Issuer shall vest 33% on May 11, 2016 and May 11, 2017 and 34% on May 11, 2018.