SEC Form 4 · accession 0001209191-15-015240
WILLIS TOWERS WATSON PLC · WTW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Todd J. Jones
Officer — CEO, Willis North America
Period of report
Feb 16, 2015
Accepted (ET)
Feb 18, 2015 · 4:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001140536
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares, nominal value $0.000115 per share | Feb 16, 2015 | M | 16,666 | $37.06 | A | 31,657 | D | |
| Ordinary Shares, nominal value $0.000115 per shareF1,F2 | Feb 17, 2015 | S | 16,666 | $47.42 | D | 14,991 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F3 | $37.06 | Feb 16, 2015 | M | 16,666 | D | May 6, 2011 | May 6, 2015 | Ordinary Shares, nominal value $0.000115 per share | 16,666 | 0 | D |
Explanation of responses
- F1The number of securities disposed of represents the aggregate number of shares sold in multiple open market transactions having prices ranging from $47.30 to $47.68 per share. The price listed in Table I represents the weighted average sale price for such sales. The reporting person undertakes to provide the staff of the Securities and Exchange Commission, the Issuer, or a stockholder of the Issuer, upon request, information regarding the number of shares sold at each separate price within the range.
- F2Includes an aggregate of 11,680 restricted share units, which represent the right to receive ordinary shares, par value $0.000115 per share, of the Issuer, subject to the satisfaction of vesting requirements, and 1,140.7624 shares under the Issuer's Employee Stock Purchase Plan.
- F3The stock option was fully vested and exercisable on May 6, 2013.