SEC Form 4 · accession 0001209191-15-014480
WILLIS TOWERS WATSON PLC · WTW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anna C Catalano
Director
Period of report
Feb 13, 2015
Accepted (ET)
Feb 17, 2015 · 4:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001140536
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares, nominal value $0.000115 per share | Feb 13, 2015 | M | 30,000 | $36.19 | A | 44,425 | D | |
| Ordinary Shares, nominal value $0.000115 per shareF1 | Feb 13, 2015 | S | 30,000 | $47.73 | D | 14,425 | D | |
| Ordinary Shares, nominal value $0.000115 per shareF2,F3 | Feb 13, 2015 | S | 3,000 | $47.92 | D | 11,425 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F4 | $36.19 | Feb 13, 2015 | M | 30,000 | D | Aug 3, 2007 | Aug 3, 2016 | Ordinary Shares, nominal value $0.000115 per share | 30,000 | 0 | D |
Explanation of responses
- F1The number of securities disposed of represents the aggregate number of shares sold in multiple open market transactions having prices ranging from $47.66 to $47.81 per share. The price listed in Table I represents the weighted average sale price for such sales. The reporting person undertakes to provide the staff of the Securities and Exchange Commission, the Issuer, or a stockholder of the Issuer, upon request, information regarding the number of shares sold at each separate price within the range.
- F2The number of securities disposed of represents the aggregate number of shares sold in multiple open market transactions having prices ranging from $47.92 to $47.9252 per share. The price listed in Table I represents the weighted average sale price for such sales. The reporting person undertakes to provide the staff of the Securities and Exchange Commission, the Issuer, or a stockholder of the Issuer, upon request, information regarding the number of shares sold at each separate price within the range.
- F3Includes an aggregate of 2,440 restricted share units ("RSUs"), which represent the right to receive ordinary shares, par value $0.000115 per share, of the Issuer, subject to the satisfaction of vesting requirements, and 1,361 vested RSUs with a deferred settlement no later than January 2, 2017.
- F4The stock option was fully vested and exercisable on August 3, 2011.