SEC Form 4 · accession 0001127602-19-008909
WILLIS TOWERS WATSON PLC · WTW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gene H Wickes
Officer — Head of Benefits Deliv & Admin
Period of report
Feb 26, 2019
Accepted (ET)
Feb 28, 2019 · 4:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001140536
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares, nominal value $0.000304635 per shareF1 | Feb 26, 2019 | A | 9,253 | $0.00 | A | 64,927 | D | |
| Ordinary Shares, nominal value $0.000304635 per shareF2 | holding | — | — | — | 2,680 | I | Trusts |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the number of performance-based restricted share units earned upon the certification of the achievement of certain pre-established performance goals based on relative total shareholder return during a three-year performance period that ended on December 31, 2018, each of which represents the right to receive one ordinary share of the Issuer upon its vesting on March 15, 2019 subject to the terms of the award agreement. This number also includes the number of ordinary shares of the Issuer that are issuable pursuant to the dividend equivalent right under the terms of the award agreement providing for the accrual of dividends in the form of additional restricted share units that vested and are payable at the same time as the underlying performance-based restricted share units.
- F2Irrevocable trusts for the benefit of the reporting person's immediate family members as follows: 125 shares - BSW1 Trust; 125 shares - MMW Trust; 125 shares - TSW Trust; 125 shares - JASW Trust; 125 shares - CSW Trust; 125 shares - KAW Trust; 125 shares - BSW2 Trust; 125 shares - MJW Trust; 315 shares - SCW Trust; 315 shares - ETW Trust; 315 shares - CPW Trust; 315 shares - GHW Trust; 250 shares - ESW Trust; and 170 shares - JWW Trust.