SEC Form 4 · accession 0001127602-19-005615
WILLIS TOWERS WATSON PLC · WTW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph Gunn
Officer — Head of North America
Period of report
Feb 11, 2019
Accepted (ET)
Feb 13, 2019 · 4:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001140536
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares, nominal value $0.000304635 per share | Feb 11, 2019 | M | 2,042 | $109.95 | A | 17,264 | D | |
| Ordinary Shares, nominal value $0.000304635 per shareF1 | Feb 11, 2019 | S | 2,042 | $168.3039 | D | 15,222 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $109.95 | Feb 11, 2019 | M | 2,042 | D | May 2, 2015 | May 3, 2019 | Ordinary Shares, nominal value $0.000304635 per share | 2,042 | 0 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $168.26 to $168.311. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F2The stock option was fully vested and exercisable as of May 2, 2015.