SEC Form 4 · accession 0001127602-18-026779
WILLIS TOWERS WATSON PLC · WTW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Adam Garrard
Officer — Head of International
Period of report
Aug 31, 2018
Accepted (ET)
Sep 5, 2018 · 4:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001140536
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares, nominal value $0.000304635 per share | Aug 31, 2018 | M | 1,830 | $117.40 | A | 13,739 | D | |
| Ordinary Shares, nominal value $0.000304635 per shareF1 | Aug 31, 2018 | S | 1,830 | $146.7705 | D | 11,909 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $117.40 | Aug 31, 2018 | M | 1,830 | D | Dec 16, 2016 | Dec 17, 2021 | Ordinary Shares, nominal value $0.000304635 per share | 1,830 | 0 | D |
Explanation of responses
- F1Includes an aggregate of 730 restricted share units subject to the satisfaction of vesting requirements.
- F2The stock option was fully vested and exercisable as of December 16, 2016. The shares underlying the option vested as follows: 1,775 shares vested on December 16, 2014; 1,775 shares vested on December 16, 2015; and 1,830 shares vested on December 16, 2016.