SEC Form 4 · accession 0001127602-18-014004
WILLIS TOWERS WATSON PLC · WTW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Susan Dorrance Davies
Officer — PAO and Controller
Period of report
Apr 3, 2018
Accepted (ET)
Apr 4, 2018 · 4:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001140536
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitF1,F2 | — | Apr 3, 2018 | A | 619 | A | Apr 2, 2021 | Apr 2, 2021 | Ordinary Shares, nominal value $0.000304635 per share | 619 | 619 | D |
Explanation of responses
- F1Each share of phantom stock is the economic equivalent of one Ordinary Share of Willis Towers Watson Public Limited Company.
- F2The Phantom Stock Units may vest on an accelerated basis to the extent determined by the Issuer, in its sole discretion, in the event of certain terminations of employment of the Reporting Person.