SEC Form 4 · accession 0001127602-18-007578
WILLIS TOWERS WATSON PLC · WTW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph Gunn
Officer — Head of North America
Period of report
Feb 20, 2018
Accepted (ET)
Feb 21, 2018 · 5:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001140536
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares, nominal value $0.000304635 per share | Feb 20, 2018 | M | 9,438 | $82.17 | A | 22,041 | D | |
| Ordinary Shares, nominal value $0.000304635 per shareF1,F2 | Feb 20, 2018 | S | 9,438 | $159.9533 | D | 12,603 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F3 | $82.17 | Feb 20, 2018 | M | 9,438 | D | Oct 1, 2015 | Oct 2, 2018 | Ordinary Shares, nominal value $0.000304635 per share | 9,438 | 0 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $159.94 to $160.015 The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F2Includes 874 restricted share units subject to the satisfaction of vesting requirements.
- F3The stock option was fully vested and exercisable as of October 1, 2015. The shares underlying the option vested as follows: 4,718 vested on October 1, 2012, October 1, 2013 and October 1, 2014, and 4,721 vested on October 1, 2015.