SEC Form 4 · accession 0001127602-17-023667
WILLIS TOWERS WATSON PLC · WTW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Carl Aaron Hess
Officer — Head of IRR
Period of report
Jul 13, 2017
Accepted (ET)
Jul 17, 2017 · 5:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001140536
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Share UnitF2,F1 | — | Jul 13, 2017 | A | 65 | A | — | — | Ordinary Shares, nominal value $0.000304635 per share | 65 | 2,394 | D |
| Restricted Share UnitF3,F1 | — | Jul 13, 2017 | A | 38 | A | — | — | Ordinary Shares, nominal value $0.000304635 per share | 38 | 2,432 | D |
Explanation of responses
- F1Restricted share units settle for Ordinary Shares, nominal value $0.000304635 per share, on a 1:1 basis 6 months after the reporting person's termination date.
- F2Includes restricted share units acquired pursuant to the participant's deferral election under the Willis Towers Watson Non-Qualified Deferred Savings Plan for US Employees (the "Plan").
- F3Includes restricted share units acquired pursuant to the Company's matching contribution on the participant's deferral election pursuant to the terms of the Plan and credited to the participant's account in the forms of restricted share units under the Plan.