SEC Form 4 · accession 0001127602-17-010418
WILLIS TOWERS WATSON PLC · WTW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph Gunn
Officer — Head of North America
Period of report
Mar 2, 2017
Accepted (ET)
Mar 6, 2017 · 4:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001140536
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares, nominal value $0.000304635 per share | Mar 2, 2017 | M | 18,875 | $69.32 | A | 32,450 | D | |
| Ordinary Shares, nominal value $0.000304635 per share | Mar 2, 2017 | S | 18,875 | $129.88 | D | 13,575 | D | |
| Ordinary Shares, nominal value $0.000304635 per shareF1,F2 | Mar 3, 2017 | F | 460 | $129.52 | D | 13,115 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F3 | $69.32 | Mar 2, 2017 | M | 18,875 | D | May 5, 2014 | May 6, 2017 | Ordinary Shares, nominal value $0.000304635 per share | 18,875 | 0 | D |
Explanation of responses
- F1Withholding of shares by Issuer incident to the vesting and settlement of 1,086 restricted share units ("RSUs") granted on December 16, 2014.
- F2Includes 2,092 RSUs subject to the satisfaction of vesting requirements, and gives effect to the vesting of 1,086 RSUs on March 3, 2017.
- F3The stock option was fully vested and exercisable as of May 5, 2014. The shares underlying the option vested as follows: 4,718 vested on May 5, 2011, May 5, 2012 and May 5, 2013, and 4,721 vested on May 5, 2014.