SEC Form 4 · accession 0001127602-16-052717
WILLIS TOWERS WATSON PLC · WTW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Adam Garrard
Officer — Head of International
Period of report
May 16, 2016
Accepted (ET)
May 18, 2016 · 5:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001140536
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares, nominal value $0.000304635 per share | May 16, 2016 | M | 1,225 | $109.95 | A | 8,690 | D | |
| Ordinary Shares, nominal value $0.000304635 per share | May 16, 2016 | M | 3,214 | $88.84 | A | 11,904 | D | |
| Ordinary Shares, nominal value $0.000304635 per share | May 16, 2016 | M | 1,775 | $117.40 | A | 13,679 | D | |
| Ordinary Shares, nominal value $0.000304635 per share | May 16, 2016 | M | 1,775 | $117.40 | A | 15,454 | D | |
| Ordinary Shares, nominal value $0.000304635 per share | May 16, 2016 | S | 3,214 | $124.25 | D | 12,240 | D | |
| Ordinary Shares, nominal value $0.000304635 per share | May 16, 2016 | S | 3,550 | $124.25 | D | 8,690 | D | |
| Ordinary Shares, nominal value $0.000304635 per shareF1 | May 16, 2016 | S | 1,225 | $124.34 | D | 7,465 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) | $109.95 | May 16, 2016 | M | 1,225 | D | May 2, 2013 | May 3, 2019 | Ordinary Shares, nominal value $0.000304635 per share | 1,225 | 0 | D |
| Stock Option (right to buy) | $88.84 | May 16, 2016 | M | 3,214 | D | Dec 26, 2015 | Dec 27, 2020 | Ordinary Shares, nominal value $0.000304635 per share | 3,214 | 0 | D |
| Stock Option (right to buy) | $117.40 | May 16, 2016 | M | 1,775 | D | Dec 16, 2014 | Dec 17, 2021 | Ordinary Shares, nominal value $0.000304635 per share | 1,775 | 0 | D |
| Stock Option (right to buy) | $117.40 | May 16, 2016 | M | 1,775 | D | Dec 16, 2015 | Dec 17, 2021 | Ordinary Shares, nominal value $0.000304635 per share | 1,775 | 0 | D |
Explanation of responses
- F1Includes an aggregate of 6,496 RSUs subject to the satisfaction of vesting requirements.