SEC Form 4 · accession 0001127602-16-051995
WILLIS TOWERS WATSON PLC · WTW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Roger F Millay
Officer — Chief Financial Officer
Period of report
May 10, 2016
Accepted (ET)
May 12, 2016 · 4:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001140536
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares, nominal value $0.000304635 per share | May 10, 2016 | M | 12,073 | $35.88 | A | 39,838 | D | |
| Ordinary Shares, nominal value $0.000304635 per shareF1 | May 10, 2016 | S | 12,073 | $123.21 | D | 27,765 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) | $35.88 | May 10, 2016 | M | 12,073 | D | Mar 4, 2010 | Mar 3, 2017 | Ordinary Shares, nominal value $0.000304635 per share | 12,073 | 0 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $123.00 to $123.35 The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.