SEC Form 4 · accession 0001209191-18-049860
EnSync, Inc. · ESNC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard A Abdoo
Director
Period of report
Sep 5, 2018
Accepted (ET)
Sep 6, 2018 · 4:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001140310
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 5, 2018 | P | 769,231 | $0.26 | A | 855,013 | I | By Richard A. & Joan F. Abdoo Trust Dtd 9/8/2006 |
| Common Stock | holding | — | — | — | 148,857 | D | ||
| Common Stock | holding | — | — | — | 633,541 | I | By R.A. Abdoo & Co., LLC |
Table II — derivative securities
No Table II lines on this filing.