SEC Form 4 · accession 0001209191-18-049858
EnSync, Inc. · ESNC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Theodore Stern
Director
Period of report
Sep 5, 2018
Accepted (ET)
Sep 6, 2018 · 4:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001140310
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 5, 2018 | P | 192,308 | $0.26 | A | 192,308 | I | By Theodore Stern Revocable Trust |
| Common Stock | holding | — | — | — | 784,579 | D | ||
| Common Stock | holding | — | — | — | 617,187 | I | By Bomoseen Associates LP |
Table II — derivative securities
No Table II lines on this filing.