SEC Form 4 · accession 0001209191-15-085573
EnSync, Inc. · ESNC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul F Koeppe
Director
Period of report
Dec 14, 2015
Accepted (ET)
Dec 16, 2015 · 4:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001140310
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 14, 2015 | P | 50,000 | $0.39 | A | 641,885 | D | |
| Common Stock | Dec 16, 2015 | P | 50,000 | $0.40 | A | 691,885 | D | |
| Common Stock | Dec 16, 2015 | P | 50,000 | $0.38 | A | 741,885 | D | |
| Common Stock | Dec 16, 2015 | P | 30,269 | $0.365 | A | 772,154 | D |
Table II — derivative securities
No Table II lines on this filing.