SEC Form 4 · accession 0001209191-15-081998
EnSync, Inc. · ESNC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Manfred E Birnbaum
Director
Period of report
Nov 20, 2015
Accepted (ET)
Nov 24, 2015 · 4:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001140310
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 20, 2015 | S | 12,104 | $0.48 | D | 275,301 | D | |
| Common StockF1 | Nov 23, 2015 | S | 23,896 | $0.48 | D | 251,405 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares sold to pay taxes due in connection with the settlement of certain restricted stock unit awards.