SEC Form 4 · accession 0001209191-15-081333
EnSync, Inc. · ESNC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frederick Whisman
Officer — VP - Sales
Period of report
Nov 17, 2015
Accepted (ET)
Nov 19, 2015 · 5:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001140310
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $0.50 | Nov 17, 2015 | A | 360,000 | A | — | Nov 17, 2023 | Common Stock | 360,000 | 360,000 | D |
Explanation of responses
- F1These options will vest and become exercisable in three equal annual installments beginning on June 30, 2016.