SEC Form 4 · accession 0001209191-15-060905
EnSync, Inc. · ESNC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric C Apfelbach
Director
Period of report
Jul 13, 2015
Accepted (ET)
Jul 15, 2015 · 4:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001140310
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 153,364 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $0.85 | Jul 13, 2015 | A | 75,000 | A | Jun 30, 2016 | Jul 13, 2023 | Common Stock | 75,000 | 75,000 | D |
Explanation of responses
- F1These options vest and become exercisable in three equal annual installments beginning on June 30, 2016.