SEC Form 4/A · accession 0001209191-15-056622
EnSync, Inc. · ESNC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Daniel Nordloh
Officer — EVP Global Business Dev
Period of report
Jun 23, 2015
Accepted (ET)
Jun 25, 2015 · 9:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001140310
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 4,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $0.91 | Jun 23, 2015 | A | 360,000 | D | Jun 23, 2016 | Jun 23, 2023 | Common Stock | 360,000 | 0 | D |
Explanation of responses
- F1This amendment to the Form 4 filed on June 25, 2015 (the "Original Form 4") is being filed to delete the option grant included in the in the Original Form 4 which was erroneously reported.