SEC Form 4/A · accession 0001493152-18-007466
REED'S, INC. · REED
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Val Stalowir
Officer — Chief Executive Officer · Director
Period of report
Mar 29, 2018
Accepted (ET)
May 18, 2018 · 5:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001140215
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 29, 2018 | A | 412,735 | — | A | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option AwardF2 | $1.60 | Mar 29, 2018 | A | 412,736 | A | — | Mar 29, 2023 | Common Stock | 412,736 | 0 | D |
Explanation of responses
- F1Restricted stock awards granted pursuant to Reed's 2017 Incentive Compensation Plan, subject to shareholder approval to increase the number of shares underlying Reed's 2017 Incentive Compensation Plan and NOT otherwise issuable until January 2019.
- F2Stock Option Award granted pursuant to Reed's Inc. 2017 Incentive Compensation Plan, subject to shareholder approval to increase the number of shares underlying Reed's 2017 Incentive Compensation Plan and are NOT otherwise issuable until January 2019.