SEC Form 4 · accession 0001493152-18-000188
REED'S, INC. · REED
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James C Bass
Director
Period of report
Dec 28, 2017
Accepted (ET)
Jan 4, 2018 · 6:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001140215
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Reed's common stockF1 | Dec 22, 2017 | J | 2,000 | $1.50 | A | 4,000 | D | |
| Reed's common stockF2 | Dec 22, 2017 | J | 2,000 | $1.50 | A | 6,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Reed WarrantsF3 | $2.02 | Dec 22, 2017 | P | 2,000 | A | Jun 22, 2018 | Dec 22, 2020 | Reed | 2,000 | 2,000 | D |
Explanation of responses
- F1Purchased through exercise of subscription right in company's Registered Shareholder Rights Offering
- F2Purchased through exercise of over subscription right in company's Registered Shareholder Rights Offering
- F3Received through exercise of subscription right in company's Registered Shareholder Rights Offering