SEC Form 4 · accession 0001493152-18-000019
REED'S, INC. · REED
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Bello
Director
Period of report
Dec 14, 2017
Accepted (ET)
Jan 2, 2018 · 2:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001140215
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Reed's Common StockF1 | Dec 14, 2017 | P | 29,400 | $1.50 | A | 195,802 | D | |
| Reed's Common StockF2 | Dec 22, 2017 | P | 137,002 | $1.50 | A | 332,804 | D | |
| Reed's Common StockF3 | Dec 22, 2017 | P | 100,001 | $1.50 | A | 432,805 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Reed's warrants | $2.025 | Dec 14, 2017 | P | 14,700 | A | Jun 28, 2018 | Dec 28, 2020 | Common Stock | 14,700 | 14,700 | D |
| Reed's warrants | $2.025 | Dec 22, 2017 | P | 68,501 | A | Jun 28, 2018 | Dec 28, 2020 | Common Stock | 68,501 | 83,201 | D |
| Reed's warrants | $2.025 | Dec 22, 2017 | P | 50,000 | A | Jun 28, 2018 | Dec 28, 2020 | Common Stock | 50,000 | 133,201 | D |
Explanation of responses
- F1Purchased through exercise of subscription right in Company's Registered Rights Offering
- F2Received through exercise of subscription right in Company's Registered Rights Offering
- F3Allocated through exercise of subscription right in Company's Registered Rights Offering