SEC Form 4 · accession 0001654954-18-006791
HireQuest, Inc. · HQI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven Mark Bathgate
Director
Period of report
Jun 18, 2018
Accepted (ET)
Jun 20, 2018 · 4:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001140102
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 17,059 | D | ||
| Common StockF1 | holding | — | — | — | 66,666 | I | Shares owned by spouse | |
| Common StockF2 | holding | — | — | — | 7,916 | I | Bathgate Family Partnership | |
| Common StockF3 | holding | — | — | — | 8,333 | I | Viva Co. LLC |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy)F4 | $5.50 | Jun 18, 2018 | A | 8,750 | A | — | Jun 18, 2028 | Common Stock | 8,750 | 8,750 | D |
Explanation of responses
- F1These shares are the separate property of Margaret M. Bathgate, spouse of this reporting person.
- F2This reporting person is the managing partner of Bathgate Family Partnership.
- F3Margaret M. Bathgate, spouse of this reporting person, has 50% ownership interest in Viva Co. LLC.
- F4These are options awarded for this reporting person's service on the Issuer's board of directors. The stock options vest in four equal installments, with 25% vesting on the grant date and 25% vesting on each anniversary of the grant date until fully vested on June 18, 2021.