SEC Form 4 · accession 0001127602-19-010911
MB FINANCIAL INC /MD · MBFI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David P Bolger
Director
Period of report
Mar 8, 2019
Accepted (ET)
Mar 11, 2019 · 9:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001139812
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 8, 2019 | M | 4,135 | $30.96 | A | 50,023 | D | |
| Common StockF1 | Mar 8, 2019 | F | 2,899 | $44.15 | D | 47,124 | D | |
| Common StockF2 | holding | — | — | — | 2,015 | I | By Deferred Comp Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $30.96 | Mar 8, 2019 | M | 4,135 | D | Mar 31, 2014 | Mar 31, 2019 | Common Stock | 4,135 | 0 | D |
| Stock Option (Right to Buy)F3 | $27.05 | holding | — | — | — | Jun 30, 2014 | Jun 30, 2019 | Common Stock | 7,424 | 7,424 | D |
| Stock Option (Right to Buy)F3 | $27.68 | holding | — | — | — | Sep 30, 2014 | Sep 30, 2019 | Common Stock | 5,119 | 5,119 | D |
| Stock Option (Right to Buy)F3 | $32.86 | holding | — | — | — | Dec 31, 2014 | Dec 31, 2019 | Common Stock | 4,382 | 4,382 | D |
| Stock Option (Right to Buy)F3 | $31.31 | holding | — | — | — | Mar 31, 2015 | Mar 31, 2020 | Common Stock | 3,250 | 3,250 | D |
| Stock Option (Right to Buy)F3 | $34.44 | holding | — | — | — | Jun 30, 2015 | Jun 30, 2020 | Common Stock | 4,591 | 4,591 | D |
| Stock Option (Right to Buy)F3 | $32.64 | holding | — | — | — | Sep 30, 2015 | Sep 30, 2020 | Common Stock | 4,692 | 4,692 | D |
| Stock Option (Right to Buy)F3 | $32.37 | holding | — | — | — | Dec 31, 2015 | Dec 31, 2020 | Common Stock | 4,599 | 4,599 | D |
| Stock Option (Right to Buy)F3 | $32.45 | holding | — | — | — | Mar 31, 2016 | Mar 31, 2021 | Common Stock | 3,968 | 3,968 | D |
| Stock Option (Right to Buy)F3 | $36.28 | holding | — | — | — | Jun 30, 2016 | Jun 30, 2021 | Common Stock | 3,241 | 3,241 | D |
| Stock Option (Right to Buy)F3 | $38.04 | holding | — | — | — | Sep 30, 2016 | Sep 30, 2021 | Common Stock | 8,121 | 8,121 | D |
| Stock Option (Right to Buy)F3 | $47.23 | holding | — | — | — | Dec 30, 2016 | Dec 30, 2021 | Common Stock | 3,053 | 3,053 | D |
Explanation of responses
- F1Transaction represents the withholding of shares based on a net exercise to satisfy exercise costs.
- F2Represents approximate equivalent number of shares of the Issuer's common stock held in the reporting person's account under the Issuer's Stock Deferred Compensation Plan, based on the most recent plan account statement. The approximate equivalent number of shares is equal to the dollar value of the reporting person's plan account divided by the closing price of the Issuer's common stock. As a result, the equivalent number of shares will fluctuate with changes in the market price of the Issuer's common stock.
- F3Option to purchase shares of common stock granted to the reporting person under Issuer's Amended and Restated Omnibus Incentive Plan. The option is 100% vested.